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Planting Seeds of Trust with GIPS Compliance

At first glance, the Global Investment Performance Standards (GIPS®) might seem like a world away from gardening. However, as a firm that specializes in GIPS Compliance and verification, we see useful parallels every day. Just like tending to a thriving garden, becoming a GIPS Compliant firm takes patience, structure, and consistent care.

Compliance Insights for 2024 Reporting

As year-end approaches, compliance with the GIPS standards and SEC Marketing Rule is top of mind for many firms. Our latest update highlights essential strategies for streamlining your tracking and reporting processes for marketing materials, ensuring your net-of-fees returns meet both the GIPS standards and SEC requirements, and conducting effective composite membership and data integrity reviews.

SEC Marketing Rule – Prescribed Time Periods

Beginning November 4, 2022, all performance presented in an SEC-registrant’s marketing materials must include the additional time period requirements. One-, five- and ten-year net performance must be included in marketing materials when presenting performance.

Featured Articles

Planting Seeds of Trust with GIPS Compliance

Compliance Insights for 2024 Reporting

SEC Marketing Rule – Prescribed Time Periods

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